About the Organization
1 Finance is inviting applications for the position of Legal Compliance Officer in Mumbai. The role involves legal, secretarial, regulatory, and compliance functions, including requirements applicable to SEBI-registered investment advisers and the NBFC-P2P business.
Type / Nature of Opportunity
- Full-time Legal Job Opportunity
- Position: Legal Compliance Officer
- Department/Function: Legal and Compliance
Eligibility Criteria
Candidates should possess any of the following qualifications:
- Qualified Company Secretary (CS)
- CS Intermediate
- LL.B. or equivalent qualification in Law, Company Secretaryship, or Compliance
Candidates should also have prior experience in:
- Secretarial functions
- Legal functions
- Regulatory compliance
Exposure to SEBI Registered Investment Adviser (RIA) and NBFC-P2P regulatory frameworks will be preferred.
Areas of Work / Key Responsibilities
The selected candidate will be responsible for:
- Managing compliance with applicable secretarial requirements under the Companies Act, 2013.
- Handling SEBI Registered Investment Adviser (RIA) compliances, including periodic…
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