About the Organization Equirus is a leading full-service financial services firm established in 2007, offering expertise across investment banking, institutional equities, asset management, capital markets, M&A, and wealth management. With a strong track record of executing over 315 transactions and raising significant capital across sectors, Equirus is known for its client-centric approach and robust financial solutions. Type / Nature of Opportunity Legal / Compliance Job Opportunity (Full-time) Eligibility Criteria Professionals with experience in regulatory compliance, particularly in NBFCs Knowledge of RBI Master Directions, SEBI regulations, and Companies Act CS qualification preferred Understanding of LAS (Loan Against Securities) framework and processes Areas of Work / Key Responsibilities Regulatory Compliance & Governance Ensure compliance with RBI, SEBI, and Companies Act regulations Review LAS documentation including lien marking, pledge creation, and release processes Track regulatory updates and implement necessary changes Policy Implementation & Review Draft and update policies, SOPs, and internal control frameworks…
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