---Advertisement---

Compliance Officer (NBFC) at Equirus, Mumbai

By: Antavya Singh

On: April 4, 2026

Follow Us:

---Advertisement---

Job Details

Compliance Officer (NBFC) at Equirus, Mumbai

Job Salary:

Not Mentioned

Job Post:

Compliance Officer (NBFC)

Job Type:

Legal

Last Apply Date:

Not Mentioned

About the Organization

Equirus is a leading full-service financial services firm established in 2007, offering expertise across investment banking, institutional equities, asset management, capital markets, M&A, and wealth management. With a strong track record of executing over 315 transactions and raising significant capital across sectors, Equirus is known for its client-centric approach and robust financial solutions.

Type / Nature of Opportunity

  • Legal / Compliance Job Opportunity (Full-time)

Eligibility Criteria

  • Professionals with experience in regulatory compliance, particularly in NBFCs
  • Knowledge of RBI Master Directions, SEBI regulations, and Companies Act
  • CS qualification preferred
  • Understanding of LAS (Loan Against Securities) framework and processes

Areas of Work / Key Responsibilities

Regulatory Compliance & Governance

  • Ensure compliance with RBI, SEBI, and Companies Act regulations
  • Review LAS documentation including lien marking, pledge creation, and release processes
  • Track regulatory updates and implement necessary changes

Policy Implementation &…

Continue Reading

Sign in or create a free account to access the complete article.

author avatar
Antavya Singh

Disclaimer: LawFoyer only facilitates sharing of job and internship postings and does not verify their authenticity. We do not charge applicants or endorse any recruiter demanding money. Applicants must exercise due diligence, as LawFoyer is not liable for fraud, loss, or misrepresentation arising from such opportunities.

Join WhatsApp Group

Join Now

Follow on LinkedIn

Join Now

Related Job Posts

Legal Officer Job Opportunity at The Citco Group Limited, Maharashtra

Job Post:
Compliance Officer (NBFC)
Job Type:
Legal
Job Salary:
Not Mentioned
Last Date To Apply :
Not Mentioned
Apply Now

Legal Assistant Job Opportunity in International Law at Viable Outsource Solution, Noida

Job Post:
Compliance Officer (NBFC)
Job Type:
Legal
Job Salary:
Not Mentioned
Last Date To Apply :
Not Mentioned
Apply Now

Patent Paralegal / Office Assistant Job Opportunity at S.S. Rana & Co., Chennai

Job Post:
Compliance Officer (NBFC)
Job Type:
Legal
Job Salary:
Not Mentioned
Last Date To Apply :
Not Mentioned
Apply Now

Trainee Associate (IPR) Opportunity at Vohra & Vohra

Job Post:
Compliance Officer (NBFC)
Job Type:
Legal
Job Salary:
Not Mentioned
Last Date To Apply :
Not Mentioned
Apply Now